| FHFA Did Not Follow All of its Contingency Planning Requirements for the National Mortgage Database (NMDB) or its Correspondence Tracking System (CTS) |
AUD-2022-003 |
2021-12-13 |
| FHFA Did Not Effectively Implement Records Management Training Controls for Onboarding and Offboarding Personnel |
COM-2023-006 |
2023-08-23 |
| FHFA Did Not Effectively Implement Controls Intended to Ensure the Integrity of Its Employee Transportation Benefits Program |
COM-2023-005 |
2023-06-21 |
| FHFA Did Not Document Reviews of Desktop Appraisal Reports |
AUD-2024-001 |
2023-10-25 |
| FHFA Did Not Complete All Planned Supervisory Activities Related to Cybersecurity Risks at Freddie Mac for the 2016 Examination Cycle |
AUD-2017-011 |
2017-09-27 |
| FHFA Did Not Always Follow its Procedures When Reviewing the Enterprises' Draft SEC Filings, But Plans to Take Corrective Action |
AUD-2022-007 |
2022-05-12 |
| FHFA Did Not Always Follow its Policies for Monetary Awards, Recruitment Bonuses, and Retention Allowances during Fiscal Years 2019 and 2020; FHFA’s Excellence Awards Were Not Included in Agency Policy |
AUD-2021-008 |
2021-06-17 |
| FHFA Did Not Always Follow Federal Regulations and Its Policy for Employee Financial Disclosures During Fiscal Years 2020 and 2021 |
AUD-2022-011 |
2022-09-08 |
| FHFA Could Further Combat Appraisal Bias by Ensuring That Complaints Are Filed with State Authorities and Ensuring the Enterprises Use Appraisals That Comply with Federal Law |
EVL-2023-001 |
2022-12-20 |
| FHFA Could Enhance the Efficiency of the Agency’s Oversight of Enterprise Executive Compensation by Ensuring Sufficient Human Capital Resources and Updating Procedures |
EVL-2022-003 |
2022-09-27 |
| FHFA Conducted BSA/AML Program Examinations of 10 of 11 Federal Home Loan Banks During 2016-2018 in Accordance with its Guidelines, But Failed to Support a Conclusion in the Report of Examination for the Other Bank |
AUD-2019-008 |
2019-07-10 |
| FHFA Complied with Applicable Improper Payment Requirements for Fiscal Year 2019 |
AUD-2020-003 |
2020-02-13 |
| FHFA Complied with Applicable Improper Payment Requirements for Fiscal Year 2018 |
AUD-2019-007 |
2019-05-16 |
| FHFA Complied with Applicable Improper Payment Requirements During Fiscal Year 2017 |
AUD-2018-009 |
2018-04-26 |
| FHFA Complied with Applicable Improper Payment Requirements During Fiscal Year 2016 |
AUD-2017-004 |
2017-05-10 |
| FHFA Complied with Applicable Improper Payment Requirements During Fiscal Year 2015 |
AUD-2016-003 |
2016-05-05 |
| FHFA Complied with Applicable Improper Payment Requirements During Fiscal Year 2014 |
AUD-2015-001 |
2015-05-14 |
| FHFA Completed Most of its Planned Ongoing Monitoring Activities for Fannie Mae and CSS for 2019; However, FHFA Failed to Follow its Requirements When it Changed Examination Plans for Non-Risk-Based Reasons and Failed to Obtain Deputy Director Approval |
AUD-2020-011 |
2020-09-09 |
| FHFA Completed its Planned Procedures for a 2016 Representation and Warranty Framework Targeted Examination at Freddie Mac, but the Supporting Workpapers Did Not Sufficiently Document the Examination Work |
AUD-2018-006 |
2018-03-13 |
| FHFA Completed its Planned Procedures for a 2015 Representation and Warranty Framework Targeted Examination at Fannie Mae, but Did Not Document a Change to Planned Testing |
AUD-2018-005 |
2018-03-13 |
| FHFA Completed Examination Work Sufficient to Determine Whether the Enterprises’ Credit Default Models Met Supervisory Expectations |
EVL-2023-003 |
2023-04-19 |
| FHFA Completed All Planned Ongoing Monitoring Activities for Fannie Mae and CSS During the 2022 Examination Cycle |
COM-2024-002 |
2024-01-10 |
| FHFA Completed All of its Planned Ongoing Monitoring Activities for Freddie Mac for 2019 |
AUD-2020-012 |
2020-09-09 |
| FHFA Cannot Assure that All Electronic Media Approved for Destruction in October 2018 Was Destroyed, and it Continues to Lack Adequate Controls over Electronic Media Targeted for Disposal |
AUD-2020-009 |
2020-03-30 |
| FHFA Can Strengthen Controls over Its Office of Quality Assurance |
AUD-2013-013 |
2013-09-30 |
